- email:custserv@infoline.org.uk
- phone:+44 (0) 20 7017 7702
 |
Introduction to
FSA Regulation & Compliance
8 - 9 September 2010
|
An Introduction to FSA Regulation & Compliance Course
How you'll benefit from attending this thoroughly practical course on FSA regulation and compliance
This comprehensive training course covers the essentials of Financial Services compliance. The course provides a practical introduction to FSA Regulation, and the FSA Handbook, with a focus on current high risk areas such as:
- Approved Persons
- AML & Financial Crime
- Training & Competence
- Complaints Management
- Treating Customers Fairly
- Compliant Financial Promotions
By participating this two day programme you'll also gain insights into key regulatory themes and initiatives, including;
- Outcomes-Focused Regulation
- Risk Assessment & Montitoring
- Supervision & Enforcement
- Managing Your Firm's Relationship with the FSA
The programme is designed for those who are new to Compliance or Regulatory Risk or have little experience in these areas. It will also benefit Senior Managers looking for a practical introduction or a refresher on FSA regulation and compliance across the financial services industry. Download latest FSA Regulation and Compliance Course Programme.
Media Partners
Delegate feedback from Infoline's introduction to FSA regulation and compliance course
"Charles Meade-King takes note of each delegate's area of business at the outset and will tailor the presentation accordingly. This makes for very good practical analysis"
"It is very clear that Charles Meade-King has a greal deal of hands-on experience. This makes the presentation a lot more compelling than some consultants that have just spent the last few years lecturing rather than working in the field"
"Very good course content - well presented!"
Feeds | Like | Share    |
Download Latest Information Now
(updated 19 May 2012)
