Industry Case Studies and Perspectives on Managing Retail Conduct Risk in the Financial Services Industry

Industry Case Studies and Perspectives on Managing Retail Conduct Risk will give you the opportunity to assess current and emerging retail conduct risks that could, if not correctly managed, cost your firm huge sums of money.

This event will look at frameworks that can be put in place to manage retail conduct risk, and will look at ways of managing some of the key risk areas identified by the FSA and the industry.

View the latest Managing Retail Conduct Risk Conference Agenda.

• Benefit from an update from the Ombudsman on what some perceive to be the next major scandal- suitability of investments

• Learn how to put a retail conduct risk framework in place- identify potential risks before they become costly- through a practical case study

• Learn how preparations for the RDR pose retail conduct risks and find out how to manage them

• Regulatory update on latest FSA and FOS initiatives from key industry experts and the FOS

• Practical guidance on Retail Investment Products, Complex Investment Products and Packaged Investment Products- design and   distribution.

• Learn how PPI products can be designed and distributed without detriment to the consumer- and ultimately your firm

• Gain a valuable overview of consumer trends and FSA expectations for the coming year- prepare for the FSAs enhanced consumer protenction strategy

• Find out how to identify vulnerable customers and manage their needs

This Summit will also feature a unique and separately bookable workshop:

Designing and Implementing your
Retail Conduct Risk Management Framework
Workshop ● 29 February 2012 ● London

Run by Peter Sibthorpe, Director, Acquiesce Consulting

View the latest Designing and Implementing Your Retail Conduct Risk Management Framework Workshop agenda