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The 3rd Annual Records Management Compliance in Financial Services Conference

Infoline Presents: Records Management Compliance

Records management can, has and will be seen as an expensive, albeit necessary, cost centre within firms. However, leading experts and firms are developing initiatives to add value to the business – and demonstrate this value to senior management. Attend this conference to find out how to leverage reporting, training & competence and risk management to raise the positive profile of records managementDownload the latest Records Management Compliance agenda now.

Examine the latest developments in:
• FSA and ICO Expectations and Intentions
• Key Regulatory and Legal Document Risks
• Taping and Recording Mobile Phone Calls

Benchmark your approach to:
• Defining a Retention / Destruction policy
• Structuring and embedding a Comprehensive Control Framework
• Effectively Communicating the Records Management Message
• The Importance of Networks in records management

Gain practical insights into:
• Legal Requirements Across Key Jurisdictions
• Selective E-mail Risk Management and Compliance
• Challenges of Electronic Document Regulatory Compliance

 

  

Plus - Don't miss the Records Management Compliant Environment pre-conference workshop:

Developing & Meeting Commercial Objectives within a
Records Management Compliant Environment

This practical one day workshop will address the ongoing challenge of identifying, implementing and embedding the procedures and controls to mitigate legal and regulatory risk.

View the workshop agenda here

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Records Management Compliance Speaker Line Up includes:

Caroline Venamore
Regional Records Manager EMEA
RBS GLOBAL BANKING & MARKETS

Louis Pinto
Business Analyst, Information Management GRCB
BARCLAYS

Janet Inglis
Business Records Manager
RBS GLOBAL BANKING & MARKETS

Stephen Mason
Barrister
STEPHEN MASON CHAMBERS

Graham Woolley
Financial Services Account Manager
BUSINESS SYSTEMS (UK)

Hazel Grant
Partner
BRISTOWS

Peter Heywood
Development Consultant
STRATEGIES FOR CHANGE AGENTS

Key workshop objective

  • Records Management compliance
  • Mitigating regulatory risk
  • Improving business
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Testimonials from recent Infoline events

"This was a great opportunity to meet professionals facing similar issues in a difficult environment"
Sean Cotton
NORDEA BANK

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