20+ presentations on the hottest compliance topics forming a comprehensive and solutions-focused agenda

Attend this case-study based conference to benchmark your compliance risk assessment and assurance programme against leading financial institutions.

The comprehensive agenda includes guidance on how to:

• Refine your approach to monitoring and managing compliance risk
• Increase the influence and effectiveness of your monitoring and review function
• Implement an effective and proportionate programme of compliance risk assessment
• Address the qualitative challenges of providing effective compliance assurance 
• Hear how leading industry players are preparing for the new regulatory environment

Get more information with the latest Compliance Risk Assessment, Monitoring and Surveillance conference 2012 agenda today.

• Implementing a risk-based approach to testing front office sales activity 
• Monitoring compliance with the FSA’s new client money rules
• Identifying and controlling the compliance risk of outsourcing
• Managing the growing challenge of extraterritoriality, including:
  - Dodd Frank
  - MAD II
  - MiFID II
  - FATCA
  • Ensuring compliance consistency across international or group structures 
  • Assessing the benefits and challenges of automated monitoring solutions

The unrivalled line-up of senior industry speakers at this year’s event each are at the forefront of delivering exceptional and robust assurance programmes.

Their hard-won practical insights have been gained through working at regulated firms and at the FSA. Attending this conference will ensure you’re well prepared for increased regulatory scrutiny of your monitoring, testing, reviews and surveillance.    

This event will benefit directors and heads of compliance, risk assessment, reviews, monitoring and front office surveillance with an unrivalled line-up of senior industry speakers at this year’s event each are at the forefront of delivering exceptional and robust assurance programmes.

• Adapting the to changing demands on a compliance monitoring framework
• Monitoring client assets and client money compliance
• Implementing a compliance risk assessment methodology in practice

To view full list of industry case studies click here...