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Upcoming Events

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Regulatory Reporting for Investment Firms
A Concise Industry Update on

Financial Regulatory Reporting for Investment Firms

29 May 2012
London, UK, Venue TBC

A practical update on key FSA regulatory reporting requirements for Investment Firms

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Intro to FS Regulation & Compliance
Introduction to

FSA Regulation & Compliance

12 - 13 June 2012
Kingsway Hall Hotel, London, UK

A comprehensive and practical two day conference training course explaining the basic components of FSA regulation.

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Compliance Monitoring
A Practical Introduction to Risk-Based

Compliance Monitoring & Risk Assessment

14 - 15 June 2012
Kingsway Hall Hotel, London, UK

Compliance monitoring and risk assessment - apporaches ensuring compliance throughout a financial organisationor finance group.

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The Fundamentals of Operational Risk & an Introduction to Operational Risk Modelling
Infoline Presents:

The Fundamentals of Operational Risk / Introduction to ...

3 - 4 July 2012
London, UK, Venue TBC

The Fundamentals of Operational Risk & an Introduction to Operational Risk Modelling

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Past Events

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Concise & Practical Guidance on Complying with FSA Requirements for

Approved Persons

24 April 2012
etc. Venues, The Hatton, London, United Kingdom
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Best Practice Approaches to

Compliance Governance, Culture and Controls

25 April 2012
Grand Connaught Rooms, London, UK
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A Concise Introduction to FSA Regulation of

Financial Promotions

26 April 2012
Grand Connaught Rooms, London, UK
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Practical Guidance on

Managing Client Money

16 May 2012
Grange Tower Bridge Hotel
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